-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Prp09hGDwKug/745TyJ51bU6YkT8eZBYl6dRzbcsjx4r9u638s+m29C2Ujj/tt+7 kBF5fZJTOXLXAkQAUPnubg== 0001047469-99-019094.txt : 19990511 0001047469-99-019094.hdr.sgml : 19990511 ACCESSION NUMBER: 0001047469-99-019094 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELERITY SYSTEMS INC CENTRAL INDEX KEY: 0001006459 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 621519238 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52573 FILM NUMBER: 99616016 BUSINESS ADDRESS: STREET 1: 1400 CENTERPOINT BLVD STREET 2: SUITE 400 CITY: KNOXVILLE STATE: TN ZIP: 37923 BUSINESS PHONE: 4235395300 MAIL ADDRESS: STREET 1: 1400 CENTERPOINT BLVD CITY: KNOXVILLE STATE: TN ZIP: 37923 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCRUGGS FENTON CENTRAL INDEX KEY: 0001055172 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CELERITY SYSTEMS INC STREET 2: 9051 EXECUTIVE PARK DR #302 CITY: KNOXVILLE STATE: TN ZIP: 37923 BUSINESS PHONE: 4235395300 MAIL ADDRESS: STREET 1: C/O CELERITY SYSTEMS INC STREET 2: 9051 EXECUTIVE PARK DR #302 CITY: KNOXVILLE STATE: TN ZIP: 37932 SC 13G/A 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)(1) CELERITY SYSTEMS, INC. - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.001 PER SHARE - ------------------------------------------------------------------------------- (Title of Class of Securities) 15100R 10 7 - ------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 1998 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) / X / Rule 13d-1(d) - -------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). - ---------------------- ----------------- CUSIP NO. 15100R 10 7 13G Page 2 of 5 Pages - ---------------------- ----------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Fenton Scruggs - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------- Number of 5 SOLE VOTING POWER Shares 286,582 (includes 6,667 shares Beneficially underlying exercisable options). Owned by Each Reporting Person with --------------------------------------- 6 SHARED VOTING POWER 0 --------------------------------------- 7 SOLE DISPOSITIVE POWER 286,582 (includes 6,667 shares underlying exercisable options). --------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 286,582 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / X / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- * Does not include 60,000 shares owned by adult children of Dr. Scruggs as to which he disclaims beneficial ownership. - --------------------- ----------------- CUSIP NO. 15100R 10 7 13G Page 3 of 5 Pages - --------------------- ----------------- ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ITEM 1(b) IS HEREBY AMENDED AND RESTATED AS FOLLOWS: Celerity Systems, Inc. 1400 Centerpoint Boulevard Knoxville, Tennessee 37932 ITEM 2(b). ADDRESS OF PRINCIPAL OFFICE, OR IF NONE, RESIDENCE: ITEM 2(b) IS HEREBY AMENDED AND RESTATED AS FOLLOWS: c/o Celerity Systems, Inc. 1400 Centerpoint Boulevard Knoxville, Tennessee 37932 ITEM 3 IS HEREBY AMENDED AND RESTATED AS FOLLOWS: ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or dealer registered under Section 15 of the Exchange Act. (b) / / Bank as defined in Section 3(a)(6) of the Exchange Act. (c) / / Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) / / Investment company registered under Section 8 of the Investment Company Act. (e) / / An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) / / An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) / / A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. / / - ---------------------- ----------------- CUSIP NO. 15100R 10 7 13G Page 4 of 5 Pages - ---------------------- ----------------- ITEM 4. OWNERSHIP: ITEM 4 IS HEREBY AMENDED AND RESTATED AS FOLLOWS: (a) Amount Beneficially Owned: 286,582 (b) Percent of Class: 6.6% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 286,582 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 286,582 (iv) shared power to dispose or to direct the disposition of: 0 - ---------------------- ----------------- CUSIP NO. 15100R 10 7 13G Page 5 of 5 Pages - ---------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. MAY 7, 1999 --------------------- (Date) /s/ Fenton Scruggs --------------------- (Signature) Fenton Scruggs --------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----